Shareholder Information
Share Capital and Major Shareholders
As at 10 February 2016, the Company's share capital consisted of 823,297,685 ordinary shares of 1p each and on the assumption that all loan notes and warrants issued by the Company were converted in full, the Company's fully diluted share capital would be 1,082,368,616 ordinary shares of 1p each. This calculation is based on the assumption that certain warrant holders which have the option to subscribe for shares at a price of 15p per share will exercise these rights. If these options we not to be exercised, the fully diluted share capital will be 981,087,175 ordinary shares. Shareholders holding more than 3% of the issued share capital of Plethora Solutions Holdings PLC were:
| Name of shareholder | Number of shares held | Percentage of issued share capital |
|---|---|---|
| MR JIM MELLON | 155,358,771 | 18.87% |
| REGENT PACIFIC GROUP LIMITED | 86,799,490 | 10.54% |
| MAVEN CAPITAL PARTNERS UK LLP | 52,356,516 | 6.36% |
| BAKER BROTHERS ADVISORS | 49,581,385 | 6.02% |
| HARGREAVES LANSDOWN ASSET MGT | 47,173,595 | 5.73% |
| CORPORATE STAKEHOLDERS (UK) | 42,2000,069 | 5.13% |
| WALKER CRIPS GROUP | 34,413,205 | 4.18% |
| BARCLAYS BANK | 34,286,947 | 4.16% |
| TD BANK FINANCIAL GROUP | 34,067,070 | 4.17% |
| LLOYDS BANKING GROUP | 28,129,711 | 6.42% |
| PRIVATE STAKEHOLDERS (UK) | 25,571,027 | 3.11% |
Director Shareholdings (other than major shareholders)
As at 10 February 2016, the shareholdings of the Directors of Plethora Solutions Holdings PLC were as follows:
| Director | Number of shares held | Percentage of issued share capital |
|---|---|---|
| J Mellon* | 242,158,261 | 29.41% |
| M Wyllie | 1,759,127 | 0.26% |
| G Bailey | 555,600 | 0.08% |
Notes:
* - the holdings of Jim Mellon include those directly beneficially owned by him together with those held by investment funds in which he has an indirect beneficial interest;
Shares Not in Public Hands
Pursuant to the AIM Rules published in February 2010, and insofar as the Company is aware, as at 10 February 2016, 29.69% of the Company's AIM securities was not in public hands.
Restrictions on Transfer of AIM Securities
Pursuant to the AIM Rules published in February 2010, there are no restrictions on the transfer of the Company's AIM securities. The Company shares are not listed on any other exchanges or trading platforms.